Compliance Advisor (Financial Crime) | 6 months Contract

Location Singapore
Discipline Banking & Finance
Job Reference BBBH128433_1686119450
Salary S$10000 - S$12000 per month
Client HSBC
Consultant Name Cabria Jireli Gem Mejia
Consultant Email
Consultant Contact No. 62328815
EA License No. 02C3423
Consultant Registration No. R1434374

As one of the world’s largest banking and financial services organisations, HSBC has been connecting customers to opportunities since 1865. With operations in 65 countries and territories, HSBC’s unparalleled international network links developed and emerging markets, and spans the world’s largest and fastest-growing trade corridors. The bank serves more than 40 million customers through its commercial, retail, investment and private banking businesses, which are supported by operational and functional teams around the world.


  • Partnership with the Wealth and Personal Banking (WPB) Business team, Local Compliance teams and Regional Compliance teams, as well as Risk teams, acting in concert with them to drive the implementation of new regulations, taking into account internal group policies.
  • Provide sound regulatory and policy advice related to WPB products, services, and business initiatives, to support the Business growth and initiatives.
  • Manage and lead the required remedial action of all material regulatory compliance related issues involving Singapore.
  • Exercise risk stewardship over regulatory compliance risks of the Business, by challenging the Business on their assessment of such risks, considering business activities, regulatory requirements, internal and external events, and the sufficiency of proposed controls to mitigate such risks.


  • Degree holder in Banking, Finance, or any related discipline
  • At least 7 years work experience in Regulatory Compliance to be able to exercise sound judgement in implementing various Regulatory Compliance requirements
  • Knowledge and understanding of regulatory requirements and expectations under the Securities and Futures Act and Financial Advisers Act and associated notices, guidelines, circulars, information papers, regarding retail wealth business, especially in relation to sales quality, advertisements, licensing, complaints, wealth products.
  • Able to investigate and escalate incidents, assess regulatory impact, and prepare reports to the regulator as necessary
  • Awareness of risk and conduct issues, to be able to advocate and challenge the Business on their assessment of such matters and the sufficiency of proposed controls.

Interested candidates may send in their resume and cover letter directly to (R1434374), stating the position as the subject title in the email.

Jireli Gem Mejia Cabria EA License No.: 02C3423 Personnel Registration No.: R1434374

Please note that your response to this advertisement and communications with us pursuant to this advertisement will constitute informed consent to the collection, use and/or disclosure of personal data by ManpowerGroup Singapore for the purpose of carrying out its business, in compliance with the relevant provisions of the Personal Data Protection Act 2012. To learn more about ManpowerGroup's Global Privacy Policy, please visit

HSBC is committed to building a work culture where everyone is valued, respected and opinions count. They take pride in providing a workplace that fosters continuous professional development, collaboration and supporting people to be at their best in an inclusive and diverse environment.