Responsibilities

• Responsible for providing leadership and management oversight Regulatory Operations processes/controls supporting APAC regulatory compliance under ASIC, MAS and HKMA trade/transaction reporting
• Maintain a high standard of process and control across regulatory transaction reporting, recordkeeping and other in-scope regulatory processes/controls configured to mitigate risk of Regulatory Non-Compliance.
• Conduct regular review of "BAU" regulatory processes, promoting risk awareness and taking accountability for remediation where necessary.
• Maintain and inspire a highly specialized onshore team that is skilled and motivated to deliver and maintain a high quality control environment across post-trade regulatory processing.
• Implement appropriate daily monitoring and management of post-trade regulatory obligations under to ensure regulatory compliance within tightly defined risk parameters.
• Report regulatory key metrics for senior management
• Support operation control framework assessments/updates for regulatory operation compliance related processes and associated control gap remediation

Requirements:

• Minimum 6 years of relevant regulatory reporting experience
• Extensive knowledge of Regulatory products and derivatives business, the regulatory framework and associated operational processes
• Strong working knowledge of ASIC, MAS and HKMA Regulatory industry regulation, utilities and change agenda
• Strong organizational skills, ability to develop and manage projects
• Proven ability to define and implement industry best practice operational processes & controls
• Able to understand and implement the complex change agenda across multiple processes, locations and stakeholder groups
• Possesses good communication and interpersonal skills

Interested applicants kindly send in your resume to cheryl.yeo@manpower.com.sg
We regret to inform that only shortlisted candidates will be notified.

Yeo Su Qing Cheryl
Personnel Reg No.: R1434940
EA License No.: 02C3423

Cheryl, Su Qing Yeo EA License No.: 02C3423 Personnel Registration No.: R1434940

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